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CompaniesMetropolitan Life Ins Co
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NASD Fines MetLife Subsidiaries $5 Million in Late-Trading Case December 2004, the NASD said. In a statement, the NASD's head of enforcement, James S. Shorts, said the late response may have been because there was a large, unfocused group of ... Source: BestWire Date: September 21, 2006 Subscription or Purchase Required
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Insurance Groups Ramp Up Spending on Lobbying in 2006 Services Protection Act, H.R. 458 and H.R. 461; the Nonadmitted and Reinsurance Reform Act of 2006, H.R. 5637; the SMART Act draft bill; the Terrorism Risk Insurance Extension Act ... Source: BestWire Date: August 28, 2006
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U.S. Sales of Variable Annuities in First Quarter Rise 20.5% Association of Variable Annuities. Meanwhile, net flow -- a key measurement --rose 46.8% to $7 billion, but represented 18.5% of total sales. Net flow is total premium flows minus ... Source: BestWire Date: June 30, 2006 Subscription or Purchase Required
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U.S. Life Broker Dealers Split Over Ownership Issues Penn Mutual Life Insurance Co. In July, NASD fined the broker dealer $325,000 for conducting prohibited sales contests, as well as for e-mail and supervision violations. Hornor, ... Source: BestWire Date: August 15, 2005 Subscription or Purchase Required
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Prudential Subpoenaed in Connecticut on Reinsurance Deals Financial Services Group Inc.'s (NYSE:HIG) finite reinsurance transactions (BestWire, May 25, 2005). Meanwhile, the SEC recently issued a subpoena to life insurer Genworth ... Source: BestWire Date: June 8, 2005 Subscription or Purchase Required
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